Regulatory submissions

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  • The art of compliance is a craft much like that of a carpenter who learns to work with various kinds of wood and designs. Ours is an industry wrought with differences. While the regulations that govern FDA-regulated industries are proscribed, how the regulations are interpreted and applied really depends on experience and how well one has mastered the craft of compliance. There are no proscribed procedures, but there are guideposts common to all FDA-regulated industries, whether a firm manufactures medical devices, pharmaceuticals, or biological products....

    pdf659p echbuon 02-11-2012 28 11   Download

  • The EU authorities have an ambitious regulatory agenda in 2012 with a host of new rules in prospect that will have a broad impact on the fund industry. In relation to UCITS, new rules will be issued for UCITS ETFs and Structured UCITS that will tighten the regulatory framework for these products. In addition the European Commission is working on a new UCITS V proposal to align the depositary framework with the requirements of the AIFMD.

    pdf8p lenh_hoi_xung 01-03-2013 30 5   Download

  • The second part of the book is focused on developments in the global insurance market. It essentially considers global market trends in the insurance sector in terms of the challenges posed by market trends, regulatory convergence and changes in the technological and corporate landscape. It benefits from submissions made by John Cooke, Chairman of the Financial Leaders Working Group, Chris Gentle Global Director (Research), Financial Services, Deloitte & Touche, Patrizia Baur of Swiss Re and J.F. Outreville of UNCTAD.

    pdf20p thangbienthai 27-11-2012 26 6   Download

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