Governance, Risk, and Compliance Handbook for Oracle Applications
Written by industry experts with more than 30 years combined experience, this handbook covers all the major aspects of Governance, Risk, and Compliance management in your organization
Nigel King Adil R Khan professional expertise distilled
You may regard cloud computing as an ideal way for your company to control IT costs, but do you know how private and secure this service really is? Not many people do. With Cloud Security and Privacy, you'll learn what's at stake when you trust your data to the cloud, and what you can do to keep your virtual infrastructure and web applications secure.
SAP GRC Access Control
SAP is the onliy vendor with a “Gartner recommends” rating in all technique categories (Static analysis, provisioning support, integrated provisioning workflow, transaction monitoring and emergency access)
“…offers one of the strongest product sets in our analysis, comperhensively addressing all SoD issues across multiple SAP instances”
minimize the risk of noncompliance with export control laws.
Export Management and Compliance Program Defined
An EMCP includes both the operational export compliance policies and
procedures an organization implements and a written set of guidelines
that captures those policies and procedures.
This paper is from the SANS Institute Reading Room site. Reposting is not permitted without express written permission.
Information Security Policy - A Development Guide for Large and Small Companies
A security policy should fulfill many purposes.
The term model refers to a quantitative method, system, or approach that applies statistical, economic, financial, or mathematical theories, techniques, and assumptions to process input data into quantitative estimates. Good definition? Let’s read more. Today we will start from something very important: Some guidance for model risk management Board of Governors of the Federal Reserve System Office of the Comptroller of the Currency SUPERVISORY GUIDANCE ON MODEL RISK MANAGEMENT Banks rely heavily on quantitative analysis and models in most aspects of financial decision making.
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Listing standards may or may not address governance issues directly
and/or compliance with an applicable governance code may well be part of
individual listing agreements. In some instances, as mentioned above, listing
standards incorporate elements of the governance code (cf. the Australian
example). In other jurisdictions, additional governance standards - over and
above the governance code - have been introduced as part of the listing
requirements. For instance, the Stockholm Stock Exchange and the TSX both
impose such standards (e.g.
Avian influenza is here to stay. It has been always been around, and always co-
existed with its host species - wild birds - without great cause for concern. Today we
see it jumping across to domestic birds over and over again, killing whole flocks
within days. While wild birds are being blamed for the outbreaks, free range farms
are considered the biggest risk because of the potential contact between domestic
and wild birds. Yet, wild birds have always carried avian influenza viruses. They have
always migrated and had contact with backyard domestic poultry.
» “Tone at the top” is critical to promoting a risk-conscious culture. Senior management’s
support, reinforcement, and continuing implementation of a robust risk management
program are essential for setting a risk-conscious tone in an organization. Fund boards
reinforce the tone through their focus and engagement on the topic of risk management.
» Risk management is a process, not a project. Risk management is not a one-time or
periodic assessment of risks; rather, it should be an ongoing part of business operations.
When stakeholders seek value protection and internal control assurance,
internal audit’s skill sets must reflect best-in-class capabilities in core financial
and compliance auditing. As stakeholder needs evolve, internal audit is often
called upon to do more to create value through operational improvement.
Delivering operational improvement typically requires a portfolio of skill sets
that build on core internal audit competencies to include risk management
and consultative capabilities.
Promoting equity and active citizenship: IPTS research results indicate that social media
approaches to learning can mitigate existing inequalities and can be employed to successfully
re-engage individuals who are at risk of exclusion from the knowledge society. Learning 2.0
strategies can effectively increase the accessibility and availability of learning opportunities
for the hard to reach, and can significantly improve motivation and engagement in learning.
Form DQA (Design Quality Audit Checklist) is used to perform, record, and certify the audit. A
non-conformance with the quality process results in the documents being returned to the
Originator to bring the package into compliance. If the audit finds all documents in conformance,
the DQAM completes and signs Form DQA to document and certify that the QMP requirements
have been followed.
At the appropriate time, the DQAM also uses Form DQA to certify that the design package is
approved for RFC (Refer to section 4.7 RFC Procedure).
Other than the mandatory audits of publicly financed Presidential campaigns and national
party convention committees, Section 438(b) of the Federal Election Campaign Act (FECA)
allows the Commission to audit a committee if its reports do not meet the threshold require-
ments for substantial compliance with the Act. Campaign Finance Analysts in the Commis-
sion’s Reports Analysis Division (“RAD”) review every report following detailed procedures
approved by the Commission.
A typical weakness in legislation, which should be avoided, is the tendency to state
explicitly within the act economic sanctions for non-compliance (such as fees, tariffs or
fines). It is much more complicated and time consuming to change or to amend an act
than to amend the supporting regulations and management procedures. Hence, stating
economic sanctions within an act entails an associated risk that enforcement of the
legislation could become ineffective and outdated due to economic inflation.
The paper reviews a wide range of theoretical, historical and empirical literatures on banking models and detailed case analyses of failing and non-failing banks. A framework for understanding the role and application of knowledge in banking is developed which suggests how banks, despite their pro-cyclical business strategies, are able to institutionalise learning and actively create new knowledge through time to improve bank organisation, intermediation and risk management. Findings.
The Nuclear Regulatory Commission (NRC) recently revised 10 CFR Part 35, which covers the
medical use of byproduct material. All diagnostic nuclear medicine facilities must reevaluate their
procedures and protection programs to determine whether these remain in compliance and what,
if any, remedial actions are necessary. At the same time, the NRC’s new risk-informed, perfor-
mance-based approach focuses not on procedures but on outcomes.
The purpose of this paper is to highlight some of the most signiﬁcant US sanctions risks
faced by persons that operate in the securities and investment marketplace, in order to encourage ﬁrms
to maintain comprehensive, risk-based compliance controls that will strengthen their ability to comply
with US sanctions regulations.
In the 1990s, research priorities have evolved
as efforts to develop a more integrated approach to
case management both in the home and within the
health system have intensified. The success of case-
management strategies depends only in part upon
the availability of services provided by trained health
care workers. Equally important, if not more so, are
the behaviours of the carer in the home and in the