Xem 1-20 trên 133 kết quả Securities act
  • The term "person" means an individual, a corporation, a partnership, an association, a joint- stock company, a trust, any unincorporated organization, or a government or political subdivision thereof. As used in this paragraph the term "trust" shall include only a trust where the interest or interests of the beneficiary or beneficiaries are evidenced by a security.

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  • Chapter 41 - Corporations: Securities and investor protection. After reading this chapter, you will be able to answer the following questions: What is a security? What requirements are imposed by the Securities Act of 1933? How does the Securities Exchange Act of 1934 regulate the trading of securities? How are investment companies regulated? How do states regulate securities?

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  • After reading this chapter, you will be able to answer the following questions: What is a security? What requirements are imposed by the Securities Act of 1933? How does the Securities Exchange Act of 1934 regulate the trading of securities? How are investment companies regulated? How do states regulate securities?

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  • The prices established and offered in such transactions are generally disseminated and quoted throughout the United States and foreign countries and constitute a basis for determining and establishing the prices at which securities are bought and sold, the amount of certain taxes owing to the United States and to the several States by owners, buyers, and sellers of securities, and the value of collateral for bank loans.

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  • Federal Information Processing Standards Publications (FIPS PUBS) are issued by the National Institute of Standards and Technology (NIST) after approval by the Secretary of Commerce pursuant to Section 5131 of the Information Technology Management Reform Act of 1996 (Public Law 104-106) and the Computer Security Act of 1987 (Public Law 100-235).

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  • Who This Book Is For The target audience for this book is the Information Worker (IW), someone who works within an organization and whose primary job responsibility involves sharing, communicating, processing, or acting upon information stored on computer systems and networks. Workers in organizations of all sizes, from small businesses to large enterprises, will benefit from this book.

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  • (BQ) The book examines the elements of computer security, employee roles and responsibilities, and common threats. It discusses the legal requirements that impact security policies, including Sarbanes-Oxley, HIPAA, and the Gramm-Leach-Bliley Act. Detailing physical security requirements and controls, this updated edition offers a sample physical security policy and includes a complete list of tasks and objectives that make up an effective information protection program.

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  • In the early morning hours of Saturday, August 17, 1996, a computer system at the U.S. Department of Justice was attacked. The target of the attack was the Department of Justice's web server, www.usdoj.gov. The attackers compromised the server's security and modified its home page - adding swastikas, obscene pictures, and a diatribe against the Communications Decency Act (which, ironically, had recently been declared unconstitutional by a federal court in Philadelphia).

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  • Wireless networks are especially susceptible to unauthorized access. Wireless access points are being widely deployed in corporate LANs because they easily extend connectivity to corporate users without the time and expense of installing wiring. These wireless access points (APs) act as bridges and extend the network up to 300 yards. Many airports, hotels, and even coffee shops make wireless access available for free, and therefore most anyone with a wirelss card on his mobile device is an authorized user.

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  • The new overwatch security pillar acts as an infection detection, containment, and remediation engine that is automatically triggered when a threat has bypassed detection by the existing "in-line" infrastructure and has infiltrated the enterprise network. The overwatch security layer uses data from a real-time reputation and behavioral correlation database to detect active data-stealing malware and other potential threats.

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  • Absent an exemption, all offers and sales of securities must be registered with the Securities and Exchange Commission (SEC) under the Securities Act. Because venture capital funds and private equity funds are offering and selling securities when they seek and accept investors into their funds, such offers and sales must be registered with the SEC, unless an exemption is available. Generally, fund managers do not want to register the offers and sales of interests in their funds.

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  • Some of the benefits of registration are that registered fund managers (i) may have 15 or more clients; (ii) will be able to allow significant participation by corporate pensions under the Employee Retirement Income Security Act of 1974, as amended; (iii) may attract certain government employee benefit plans that require their managers to be registered investment advisers; and (iv) will be permitted to hold themselves out broadly to the public as investment advisers to attract clients, generally, provided they do so in a manner that does not run afoul of the private placement of inter...

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  • Companies, including Internet Service Providers (ISPs) and security and software vendors, are already conducting active operations to mitigate cybersecurity attacks. However, these are largely done independently according to their individual business interests and priorities. Congress should facilitate an organization outside of government to act as a clearing house of information and intelligence sharing between the government and critical infrastructure to improve security and disseminate real-time information designed to help target and defeat malicious cyber activity. ...

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  • This book has its conceptual origin from the lecture materials of the training courses taught by one of the authors in the early nineties. It was during this period that in several developing nations, particularly in Africa, even when the signs of widespread hunger and abject poverty were visible, policy makers did not act for want of ‘empirical evidence’. Some policy makers even dismissed the severity of the problem saying that the hunger reports prepared by government officials were not rigorous enough to take them seriously.

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  • Chapter 45 provides knowledge of securities regulation. After completing this chapter, students will be able to: Define “security” and explain how issuances and issuers of securities are regulated, describe communication rules for a public offering of securities, list the securities act’s exemptions from registration, discuss liability for securities.

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  • Chapter 45 - Securities regulation. After completing this chapter, students will be able to: Define “security” and explain how issuances and issuers of securities are regulated, describe communication rules for a public offering of securities, list the securities act’s exemptions from registration, discuss liability for securities.

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  • Funds raising money outside the United States often rely on Regulation S under the Securities Act for their exemption from the registration requirements of the Securities Act. Regulation S uses a territorial approach for offers and sales of securities pursuant to which the registration requirements of the Securities Act apply to persons in the United States, regardless of citizenship, but do not apply to persons residing outside the United States.

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  • For distributed systems and networks, we often should assume that there are adversaries Everywhere in the network Adversary may: eavesdrop, manipulate, inject, alter, duplicate, reroute, etc… Adversary may control a large number of network nodes that are geographically separated Dolev-Yao Threat Model: A very powerful adversarial model that is widely accepted as the standard by which cryptographic protocols should be evaluated Eve, the adversary, can: Obtain any message passing through the network Act as a legitimate user of the network (i.e.

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  • After reading this chapter, you will be able to answer the following questions: What are the important definitions associated with secured transactions? How are secured interests created? How are secured interests perfected? What is the scope of a security interest? How are disputes regarding priority handled? What is default? What are the goals of the Bankruptcy Act?

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  • The way we customize our things says a lot about who we are. Today, everywhere we look, we are surrounded by a convergence of media – videogames, advertisements, and television.We are told what to believe, how to think, and how to act.We are told what’s cool and what’s not, what we should buy, what we should wear, and what music we should listen to. Hardware hacking has never been about what the mainstream media thinks. It’s about creativity, education, experimentation, personalization, and just having fun.This book is no different....

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