Provisions of the applicable Acts & Rules

A review of construction workers management functions has been done to find out gaps / deficiencies, if any, in compliance with provisions of the applicable Acts & Rules and understand the constraints and suggest ways and means to overcome.

8p murielnguyen 25-06-2020 28 4   Download

Before jumping into the summaries of the four major Acts, it is important to note that all of such Acts, as well as the common law pertaining to securities, provide generally applicable antifraud provisions. Perhaps the best example of such antifraud provisions is Rule 10b-5 under the Exchange Act, which states in part: “It shall be unlawful for any person . . .

0p quaivattim 04-12-2012 57 2   Download