Risk and compliance

Xem 1-20 trên 44 kết quả Risk and compliance
  • Governance, Risk, and Compliance Handbook for Oracle Applications Written by industry experts with more than 30 years combined experience, this handbook covers all the major aspects of Governance, Risk, and Compliance management in your organization Nigel King Adil R Khan professional expertise distilled

    pdf488p caucaphung 04-02-2013 39 14   Download

  • You may regard cloud computing as an ideal way for your company to control IT costs, but do you know how private and secure this service really is? Not many people do. With Cloud Security and Privacy, you'll learn what's at stake when you trust your data to the cloud, and what you can do to keep your virtual infrastructure and web applications secure.

    pdf336p titatu_123 01-03-2013 45 15   Download

  • SAP GRC Access Control SAP is the onliy vendor with a “Gartner recommends” rating in all technique categories (Static analysis, provisioning support, integrated provisioning workflow, transaction monitoring and emergency access) “…offers one of the strongest product sets in our analysis, comperhensively addressing all SoD issues across multiple SAP instances”

    pdf146p bongbong_hong 17-12-2012 45 5   Download

  • Tham khảo sách 'international association of risk and compliance professionals 2012', kỹ năng mềm, tâm lý - nghệ thuật sống phục vụ nhu cầu học tập, nghiên cứu và làm việc hiệu quả

    pdf103p khangoc2396 27-08-2012 23 2   Download

  • minimize the risk of noncompliance with export control laws. Export Management and Compliance Program Defined An EMCP includes both the operational export compliance policies and procedures an organization implements and a written set of guidelines that captures those policies and procedures.

    pdf166p lulanphuong 22-03-2012 60 18   Download

  • This paper is from the SANS Institute Reading Room site. Reposting is not permitted without express written permission. Information Security Policy - A Development Guide for Large and Small Companies A security policy should fulfill many purposes.

    pdf43p ken333 07-06-2012 70 13   Download

  • The term model refers to a quantitative method, system, or approach that applies statistical, economic, financial, or mathematical theories, techniques, and assumptions to process input data into quantitative estimates. Good definition? Let’s read more. Today we will start from something very important: Some guidance for model risk management Board of Governors of the Federal Reserve System Office of the Comptroller of the Currency SUPERVISORY GUIDANCE ON MODEL RISK MANAGEMENT Banks rely heavily on quantitative analysis and models in most aspects of financial decision making.

    pdf103p khangoc2395 26-08-2012 36 9   Download

  • This is a free e-Book. Printing out more than one copy and distributing it is not only legal, but encouraged. Please share it with anybody you think would benefit from reading it, and pass it along to your coworkers, colleagues and friends. You are not allowed to make any changes to the content of the e-book. You may NOT sell this e-book in any way.

    pdf201p khangoc2395 26-08-2012 27 3   Download

  • Listing standards may or may not address governance issues directly and/or compliance with an applicable governance code may well be part of individual listing agreements. In some instances, as mentioned above, listing standards incorporate elements of the governance code (cf. the Australian example). In other jurisdictions, additional governance standards - over and above the governance code - have been introduced as part of the listing requirements. For instance, the Stockholm Stock Exchange and the TSX both impose such standards (e.g.

    pdf45p bocapchetnguoi 05-12-2012 30 3   Download

  • Avian influenza is here to stay. It has been always been around, and always co- existed with its host species - wild birds - without great cause for concern. Today we see it jumping across to domestic birds over and over again, killing whole flocks within days. While wild birds are being blamed for the outbreaks, free range farms are considered the biggest risk because of the potential contact between domestic and wild birds. Yet, wild birds have always carried avian influenza viruses. They have always migrated and had contact with backyard domestic poultry.

    pdf10p loginnhanh 22-04-2013 47 1   Download

  • » “Tone at the top” is critical to promoting a risk-conscious culture. Senior management’s support, reinforcement, and continuing implementation of a robust risk management program are essential for setting a risk-conscious tone in an organization. Fund boards reinforce the tone through their focus and engagement on the topic of risk management. » Risk management is a process, not a project. Risk management is not a one-time or periodic assessment of risks; rather, it should be an ongoing part of business operations.

    pdf48p khanhchilam 29-03-2013 25 6   Download

  • When stakeholders seek value protection and internal control assurance, internal audit’s skill sets must reflect best-in-class capabilities in core financial and compliance auditing. As stakeholder needs evolve, internal audit is often called upon to do more to create value through operational improvement. Delivering operational improvement typically requires a portfolio of skill sets that build on core internal audit competencies to include risk management and consultative capabilities.

    pdf18p doipassword 01-02-2013 20 5   Download

  • Promoting equity and active citizenship: IPTS research results indicate that social media approaches to learning can mitigate existing inequalities and can be employed to successfully re-engage individuals who are at risk of exclusion from the knowledge society. Learning 2.0 strategies can effectively increase the accessibility and availability of learning opportunities for the hard to reach, and can significantly improve motivation and engagement in learning.

    pdf5p docvachiase 03-05-2013 21 5   Download

  • Form DQA (Design Quality Audit Checklist) is used to perform, record, and certify the audit. A non-conformance with the quality process results in the documents being returned to the Originator to bring the package into compliance. If the audit finds all documents in conformance, the DQAM completes and signs Form DQA to document and certify that the QMP requirements have been followed. At the appropriate time, the DQAM also uses Form DQA to certify that the design package is approved for RFC (Refer to section 4.7 RFC Procedure).

    pdf96p tainhacmienphi 25-02-2013 21 4   Download

  • Other than the mandatory audits of publicly financed Presidential campaigns and national party convention committees, Section 438(b) of the Federal Election Campaign Act (FECA) allows the Commission to audit a committee if its reports do not meet the threshold require- ments for substantial compliance with the Act. Campaign Finance Analysts in the Commis- sion’s Reports Analysis Division (“RAD”) review every report following detailed procedures approved by the Commission.

    pdf6p doipassword 01-02-2013 24 3   Download

  • A typical weakness in legislation, which should be avoided, is the tendency to state explicitly within the act economic sanctions for non-compliance (such as fees, tariffs or fines). It is much more complicated and time consuming to change or to amend an act than to amend the supporting regulations and management procedures. Hence, stating economic sanctions within an act entails an associated risk that enforcement of the legislation could become ineffective and outdated due to economic inflation.

    pdf6p tainhacmienphi 19-02-2013 25 3   Download

  • The paper reviews a wide range of theoretical, historical and empirical literatures on banking models and detailed case analyses of failing and non-failing banks. A framework for understanding the role and application of knowledge in banking is developed which suggests how banks, despite their pro-cyclical business strategies, are able to institutionalise learning and actively create new knowledge through time to improve bank organisation, intermediation and risk management. Findings.

    pdf20p kimcang111 31-03-2014 17 2   Download

  • The Nuclear Regulatory Commission (NRC) recently revised 10 CFR Part 35, which covers the medical use of byproduct material. All diagnostic nuclear medicine facilities must reevaluate their procedures and protection programs to determine whether these remain in compliance and what, if any, remedial actions are necessary. At the same time, the NRC’s new risk-informed, perfor- mance-based approach focuses not on procedures but on outcomes.

    pdf172p quaivatdo 17-11-2012 28 1   Download

  • The purpose of this paper is to highlight some of the most significant US sanctions risks faced by persons that operate in the securities and investment marketplace, in order to encourage firms to maintain comprehensive, risk-based compliance controls that will strengthen their ability to comply with US sanctions regulations.

    pdf15p quaivattim 04-12-2012 33 1   Download

  • In the 1990s, research priorities have evolved as efforts to develop a more integrated approach to case management both in the home and within the health system have intensified. The success of case- management strategies depends only in part upon the availability of services provided by trained health care workers. Equally important, if not more so, are the behaviours of the carer in the home and in the community.

    pdf11p connhobinh 10-12-2012 15 1   Download


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