Securities Act of 1933

After reading this chapter, you will be able to answer the following questions: What is a security? What requirements are imposed by the Securities Act of 1933? How does the Securities Exchange Act of 1934 regulate the trading of securities? How are investment companies regulated? How do states regulate securities?

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After reading this chapter, you will be able to answer the following questions: What is a security? What requirements are imposed by the Securities Act of 1933? How does the Securities Exchange Act of 1934 regulate the trading of securities? How are investment companies regulated? How do states regulate securities?

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Employing this methodology, there has been a growing literature showing strong influence of macroeconomic variables and stock markets, mostly for industrialized countries (see, for example, Hondroyiannis and Papapetrou, 2001; Muradoglu et al. 2001; Fifield et al. 2000; Lovatt and Ashok 2000; and Nasseh and Strauss 2000). Additionally, researchers have begun to turn their attention to examining similar relationships in developing countries, particularly those in the growth engines of Asia (for example, Maysami and Sims 2002, Maysami and Koh 2000).

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(Exact name of registrant as specified in its charter) (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S.

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The term "person" means an individual, a corporation, a partnership, an association, a joint- stock company, a trust, any unincorporated organization, or a government or political subdivision thereof. As used in this paragraph the term "trust" shall include only a trust where the interest or interests of the beneficiary or beneficiaries are evidenced by a security.

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