KINH TE - PHAP LUAT CHAU AU<br />
<br />
y<br />
<br />
MO HINH Q U R N TRJ OJR PHVONG<br />
<br />
CUR MdT SO OUd'c Gifl CHflU fiU<br />
Tlis. Dao Bao Ngoc<br />
Vien Nghien cim Chdu Au<br />
Tom tdt: Qudn tri dia phuang Id tdng the nhung cdu true td chuc, md hinh, nhung mdi<br />
lien he giira trung uang v&i dia phuang. Nhd nu&c tu nguyen ddnh cho cdng ddng ddn cu a<br />
dia phucmg do quyin quyit dinh nhiing hogt dgng cdn thiit lien quan din d&i sdng cua hg<br />
du&i su gidm sdt cua ca quan nhd nu&c cdp trin de dam bdo tinh thong nhdt ciia quyen luc<br />
nhd nu&c. Bdi viit dua ra mdt sd md hinh cua cdc qudc gia dien hinh nhu CHLB Dice, CH<br />
Phdp vd Vuang qudc Anh. Tic thuc te cua cdc quoc gia ndy tdc gid dua ra mgt sd xu hic&ng<br />
phdt triin chinh, tic do rut ra ket ludn ve y nghia cita qudn trf dia phuong vd tdm quan trgng<br />
cua viec nghien cuu so sdnh.<br />
Tir khod: chinh quyen dia phucmg, qudn tri dia phucmg, tic qudn dia phucmg, trung<br />
uang. phdn quyen, md hinh, chdu Au, CHLB Dice, Vuang qudc Anh, CH Phdp.<br />
<br />
X u hudng phat trifin cua eac nin hanh<br />
<br />
Qudn trj dfa phuvng dugc hieu la tflng<br />
<br />
chinh hien dgi ngay nay la deu nhdm vao<br />
<br />
thfi nhirng edu true tfl chuc, nhiing mo hinh,<br />
<br />
viec khang dinh vai tro quan trgng cua chinh<br />
<br />
nhiing mfli lien he giiia trung uong vdi dia<br />
<br />
quyen dia phuong, tra lai cho hp nhirng<br />
<br />
phuang. That ra, cho din nay, "quan tri dja<br />
<br />
quyfin ty quan theo nguyen li cua Nha nudc<br />
<br />
phuang" la khai niem chi tin tai trong cae<br />
<br />
phap quyfin vi muc tieu xa hgi eflng bang,<br />
<br />
hpc thuyet md chua ed mft nfli ham chinh<br />
<br />
dan chu, van minh cho mgi cflng dan. Bai<br />
<br />
thiic trong cac van kien quoc t l ho|c trong<br />
<br />
viet nay tap trung nghifin ciiu mgt so khai<br />
<br />
Hien phap va phap luat cua cac quoc gia.<br />
<br />
niem, quan tri dia phuong vd xu hudng phat<br />
<br />
Trong khi do, khai niem "tg tri dja phuang"<br />
<br />
trien ve quan tri dja phuong d mgt sfl quflc<br />
<br />
hodc "tg quan dia phuang" la mgt che dinh<br />
<br />
gia chau Au.<br />
<br />
phdp ly, dugc chinh thue xdc djnh trudc hit<br />
<br />
L Khai niem ve qudn tri dia phinmg,<br />
tg qudn dia phirong<br />
<br />
trong Hiln chuang Chdu Au nam 1985 vfi tg<br />
di dja phuang. Theo dd, "tg tri dja phuang"<br />
<br />
JItA hinh qudn tri itia phiiefng,..<br />
la quyfin va khd nang thgc te cd cdc ca quan<br />
<br />
35<br />
quyfin quyet dinh vd tu chiu trach nhiem ve<br />
<br />
tu qudn dja phuong duge dua ra cae quyfit<br />
<br />
tdt cd cdc cflng viec cua eflng dflng dia<br />
<br />
djnb va quy dinh cac eflng viec quflc gia vd<br />
<br />
phuang trong khufln khfl phdp lugt.<br />
<br />
qudn ly cac cfing vific do tren ea sd va trong<br />
<br />
Xa d CHLB Due la khai niem chi mgt<br />
<br />
khufin khfl eiia phdp luat, ty chiu trach nhifim<br />
<br />
dan vj hanh chinh co sd, ke ca d thanh phd<br />
<br />
va vi lgi ich eua nhan dan dja phuang.<br />
<br />
ldn, vua va nhd (chi trir 3 thanh pho dugc<br />
<br />
Quyen dd dugc thgc hien thflng qua cac hfi<br />
<br />
hudng quy che dgc biet la: Berlin, Bermen,<br />
<br />
dong hay hgi nghj gflm nhiing ngudi dugc<br />
<br />
Hamburg). Hien nay CHLB Diie cd khoang<br />
<br />
bau ra theo nguyfin tac bau eu tg do, bd<br />
<br />
14.619 xa. Lien xa d CHLB Dirc la khai<br />
<br />
phieu kin, binh dang, trgc tiep va phfl thflng.<br />
<br />
nifm chi hinh thiic lifin ket giira mflt sfl xa<br />
cd quy mfi nhd thanh mpt dan vi hanh<br />
<br />
Tt/rquan dfa phirong<br />
"Tg quan" theo nghTa chung nhat la "tg<br />
minh trflng coi, quan ly eong vific, khdng<br />
can CO ai difiu khifin". O mft cpng dflng<br />
<br />
chinh ea sd.'<br />
Trong khufln khd phap Iuat, xa cd nghTa<br />
vu va quyfin dieu hanh cong viec cua minh<br />
theo tinh than ty chiu trach nhiem. Xa co<br />
<br />
lanh tho, che df tg quan thfi hipn d eho<br />
<br />
quyfin khieu kien trudc cac toa an cd tham<br />
<br />
chfnh quyln dia phuong tg quylt djnh cong<br />
<br />
quyfin vfi nhiing su can thiep trai phap luat<br />
<br />
vipc cua dia phuong. Trong trudng hgp nao<br />
<br />
va nhiing can trd doi vdi quyen tg quan ciia<br />
<br />
chfi dp tg quan cung dat dudi sy quan ly tap<br />
<br />
minh. Cac xa. Hen xa cd bieu tugng rifing, cd<br />
<br />
trung ciia co quan cd thdm quyfin cap tren<br />
<br />
cd va con dau cdng vu eua minh.<br />
<br />
va trong khufln khfl phap Iuat nha nudc. Net<br />
dgc trung ehl dg tg qudn dia phuang la yeu<br />
to tg nguypn.<br />
2. Mo hinh quan tri dia phuong d<br />
chau Au<br />
2.1. Qudn trf dfaphu-ang d CHLB Bwc<br />
<br />
Co cau to chirc chinh quyen ty quan xa,<br />
lien xa d CHLB Due bao gom: Hgi ddng, Xa<br />
trudng va cac phong ban chuyen mon,<br />
+ Hfi ddng Xa, hfin xa (sau day gpi la<br />
Hgi ddng Xa) dugc nhan dan dia phuang biu<br />
ra thdng qua bd phieu. Sd Iupng thanh vifin<br />
ciia Hfi dflng Xa phy thugc vao sd dan cua<br />
<br />
Co sd phap ly hinh thdnh chfi dg tu quan<br />
dja phuang d CHLB Diie la Hien phap Lifin<br />
bang vd Lugt cua cac bang. Don vj hanh<br />
<br />
xa, cd nhipm ky 5 nam. Nhiem vu cua Hfi<br />
dflng Xa la: Quyet djnh phuang hudng,<br />
nhipm vy phat tnfin kinh tfi - xa hgi va nang<br />
<br />
chfnh tg quan dja phuang d CHLB Dure la xa<br />
vd lien xd. Hai logi dan vj hanh chinh nay<br />
vdi tu edch la d p tg qudn d dja phuang cd<br />
<br />
' Nguyen Kim Thoa, Nguyen Sy D91 (2006), To chiA<br />
chinh quyen dia phuang Cgng hod lien bang<br />
NXB Tu phip, tr.92.<br />
<br />
D^^<br />
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36<br />
<br />
NGHIEN COU CHAU AU - EUROPEAN STUDIES REVIEW N°12 (159).2013<br />
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cao phuc lgi cho nhan dan dja phuong;<br />
Quyfit djnb ngan saeh va quyet toan hang<br />
nam, quy djnh ve thufi va dam bao ngudn tai<br />
chfnh cho dja phucmg; Ban hanh dieu le, quy<br />
che phap ly cua xa; Bau xa trudng, sa thdi<br />
can bfl, cflng chuc; Quy djnh viee thanh lap<br />
cac ca quan cdng quyfin; Ban hdnh quy chfi<br />
<br />
2.2. Quan tri diaphieang & CHPhdp<br />
He thflng cac ca quan dja phuang d<br />
Phap dugc xdy dgng trfin co sd phan chia<br />
don vi hanh chfnh - lanh thfl. Don vj hanh<br />
chfnh ciia Phap bao gom: xa, tinh va vung;<br />
mfli dan vi hanh chinh - lanh tho deu thuc<br />
hifin che do tg qudn d cdc miic dp khde nhau.<br />
<br />
hoat dgng cho Hpi dflng Xa. Quyln han ciia<br />
Hpi ddng Xa la giam sat ddi vdi boat dgng<br />
cua xa.<br />
<br />
- Ddi v&i don vi hdnh chinh xd: Hien<br />
nay, d Phap ed khoang 36 nghin xa. Chju<br />
trach nhiem tfl chiic, dieu hanh cac cflng vific<br />
<br />
+ Xa trudng dugc Hgi ddng Xa biu,<br />
ngoai trir mdt sfl xa dan bau trgc tiep xa<br />
truong vdi nhiem ky tir 6 den 12 nam, tuy<br />
thufc vao quy chfi cua tiing xa. Xa trudng la<br />
ngudi lanh dao bp may hanh chinh xa, co<br />
quyen trgc tilp quyet djnh nhiing van dfi cd<br />
<br />
d xa nhu: quyet djnh nhiing van de lien quan<br />
dfin lgi ich cua xa, djnh dogt tai san cua xd,<br />
ehi dao cung ung cac djch vy can thiet nhu:<br />
bfinh vien, chg, xay dgng, sira ehiia dudng<br />
sa, cau cdng, trudng hgc, bao tang... Id Hfi<br />
ddng va Xa trudng.<br />
<br />
tinh chat cap bach cua xa; Chuan bj va thgc<br />
hien cac nghj quyet eiia Hgi dong Xa; Dgi<br />
<br />
- Ddi vai dan vi hdnh chinh tinh: Tinh<br />
<br />
difin phap ly cho xa ve ddi ngoai; Dieu hanh<br />
<br />
la don vj hanh chfnh lanh thfl chu yeu d<br />
<br />
cac cdng vific cua cac phong ban chuyfin<br />
<br />
Phap. Tfl chuc dieu hanh hogt ddng ciia tinh<br />
<br />
mfln thugc ea quan hanh chinh xa.^<br />
<br />
la Hpi dong Tinh (hay eon ggi la Hang tflng),<br />
<br />
+ Cac phong ban chuyfin mfln eo sfl<br />
Iugng khac nhau tuy thuge vao quy chfi cua<br />
<br />
dung dau Hgi dflng Tinh la Chu tieh Hpi<br />
dflng Tinh.<br />
<br />
timg xa. Co cau thanh phan cac phdng ban<br />
<br />
Hoat dgng ciia Hpi ddng Tinh bao gflm:<br />
<br />
chuyfin mdn do Hdi dflng Xa quyet dinh.<br />
<br />
thfing qua ngan sach va kilm tra vific thyc<br />
<br />
Trudng phong va nhan vifin cac phong ban<br />
<br />
hifin ngan sach, tfl chiic cung iing cac djch<br />
<br />
chuyfin mfln do Xa truong bd nhifim. Hogt<br />
<br />
vy do cdp hen cung cap va quan ly tdi san<br />
<br />
dpng cua cae phong ban chuyfin mdn khd da<br />
<br />
ciia tfnh.<br />
<br />
dgng ve nhieu ITnh vyc nhu: xay dgng, nha<br />
dat, an ninh h-gt tg, giao dye, thul, thflng ke,<br />
phap Iuat, an sinh xd hf i...<br />
<br />
Nhifim vy ciia Chu tjch Hgi dflng la thi<br />
hanh cde quyet djnh cua Hgi dflng, chiu gach<br />
nhifm vl vific qudn ly tinh, ehi phdi kinh phi<br />
vd dimg ddu cac tfl chiie djch vu hanh ehfnh,<br />
ky thugt cua tinh.<br />
<br />
JHA hinh qudn tri dia<br />
<br />
phttifng...<br />
<br />
37<br />
<br />
- Doi vai dan vi hdnh chinh Vitng: Phap<br />
<br />
cii cd Hpi dflng Qudn (District Council) va<br />
<br />
cd 22 vung d mdu qudc va cac vdng rifing<br />
<br />
Hfi dflng Hat (County Council). Hdi ddng<br />
<br />
bift nhu: Guadeloupe, Guyane, Martinique,<br />
<br />
Qudn chiu trdch nhifm thu gom rac, cap<br />
<br />
Rounion. Vimg cd nhifiu net giong vdi tinh<br />
<br />
phep quy hogch va gia eu. Hfli dflng Hgt dam<br />
<br />
ve ca cau td chiie. Tfl chuc Viing ed Hgi<br />
<br />
trach cac sg vu nhu gido dye, dich vu xa hfi,<br />
<br />
dflng Viing va Chu tjch Hfi dflng, ngoai ra<br />
<br />
van chuyfin cong cflng vd mgt vai chiic nang<br />
<br />
tuy mSi viing ma cd them Hpi ding Kinh te<br />
<br />
dia phuang khac.<br />
<br />
va Xa hgi; Hgi dfing v l van de Vay ng vd<br />
Vipn Kilm todn. Hfli dflng Vung dua ra edc<br />
bifin phdp ve phat triln kinh tfi, xa hgi, vp<br />
sinh mfli trudng, phat trifin khoa hgc cflng<br />
nghp va cac bifin phap xay dyng lanh thfl trfin<br />
CO sd tfln trgng tinh toan ven lanh thfl ciia<br />
mdi viing.^<br />
<br />
Chinh quyen thflng nhit hien hiiu trfin<br />
khap xu Scotland, xii Wales, Bae heland va<br />
mft sfl khu vgc thufc xii Anh, cd cau tnic<br />
hanh chinh mft cap bang each sap nhap Hpi<br />
dflng Qudn va Hpi ddng Hgt thanh mgt don<br />
vi thdng nhat.<br />
Hai van de chinh lien quan dfin ehinh<br />
<br />
Chu tich Hfi ddng Viing la ngudi chuan<br />
bj va thi hanh cae quylt dinh ciia Hfi dflng,<br />
chi ph6i kinh phi, quan ly tai sdn, lanh dgo<br />
<br />
quyen dja phuang ciia Vuang quflc Anh la<br />
nfin dan ehu dja phuang va sy phan quyfin<br />
giira nha nude tmng uong va dja phuang,<br />
<br />
cde ca quan cua Viing.<br />
Ve ca cdu td chuc: Chinh quyfin dja<br />
Hfi dong Kinh tfi va Xa hfi khflng ed<br />
quyfin ban hanh quyfit djnh ma chi cd quyln<br />
dua ra y kiln dfli vdi Hgi ddng Viing ve cac<br />
van de nhu: chudn bj thi hanh nhiing kfi<br />
hoach ciia Nha nudc doi vdi vung, chiln<br />
luge phdt trien vimg.<br />
2.3. Qudn trj dja phirong & Vuang<br />
quScAnh<br />
Hipn ton tgi hai hinh thai chfnh quyln<br />
dja phuong phfl biln rfng rai nhdt tgi Anh<br />
quflc: hf thflng cu vdi cdu true hai cdp, va hf<br />
thdng mdi vdi cau true thong nhat. He thflng<br />
<br />
phuang d Anh bao gdm 3 cap: tinh (county);<br />
quan, huyfin (district, brough); xa (parish).<br />
Hp thong tfl chuc hifin nay dugc djnh hinh<br />
tuang doi nhit quan ngay tu giira thfi ky 19,<br />
mac dii eiing ed mflt sfl thay ddi quan trgng,<br />
dac bifit trong thdi gian nam 1986 (dudi thdi<br />
chinh quyen Thatcher) da giai tan ehinh<br />
quyfin cap thanh pho, chuyen giao quyen lyc<br />
eho chfnh quyen cap quan. Ngudi dimg dau<br />
cac hfi dflng dja phuang, eung nhu tai Nghj<br />
vifn. Id thu ITnh cua dang chifim da sfl. So<br />
vdi md hinh thi trudng d My, hg cd the<br />
khdng cd dugc sg uy nhifim tryc tiep (qua<br />
<br />
bdu cu) cua dan ehung vd vi vgy vai trd ca<br />
* Alistair Cole and Peter John (2001), Local<br />
Governance in England and France, Routledge, nhan cung khflng dugc de cao, sg Idnh dgo<br />
London, U-, 41-42.<br />
<br />
38<br />
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N G H I I N CCTU CHAU AU - EUROPEAN STUDIES REVIEW N°12 (159).2013<br />
<br />
cua hg mang tfnh tap the cag hon.<br />
Tu ba vi du trfin, cd thfi tflng ket vd<br />
<br />
vdi dia phuang dugc thyc hipn theo hai ca<br />
chl; ea che giam hfl hdnh chinh va ca ehl<br />
<br />
dua ra mpt sd md hinh qudn tri dia phuong<br />
<br />
gidm sat hdnh chfnh. Co chfi giam hg hanh<br />
<br />
sau day:<br />
<br />
chinh thfi hien thflng qua viec phfi chuan eua<br />
chinh quyen tnmg uong ddi vdi cac quylt<br />
<br />
Mo hinh Angld-Xacxong<br />
<br />
hien difin d<br />
<br />
cac nudc theo hf thdng thdng ludt (Anh, My,<br />
Ireland, Canada, Australia). Theo mfl hinh<br />
nay, d mfli dem vi lanh thfl dfiu cd ca quan<br />
dgi dien do dan bau; mfli lanh thfl la mdt dan<br />
vi dfc lap va vfi mat phap ly khflng hfi lifin<br />
quan den chinh quyfin tnmg uong va vdi<br />
chinh quyen eae cdp khac, tuc la khflng cd<br />
quan he tren - dudi giua cae don vi hanh<br />
chinh - lanh thfl; d dia phuang khflng cd dai<br />
difin cua Trung uong. Tuy nhien, quy chl<br />
phap Iy ciia cac dan vj lanh thd diu do phap<br />
<br />
dinh ciia chinh quyen dja phuang: Cde quyet<br />
djnh, van ban chi cd hieu lgc khi dugc Trung<br />
uong phfi chuan vdi hai can cii: bdo dam tfnh<br />
hgp phap vd tinh kjp thdi cua van ban. Co<br />
che giam sat hdnh chinh la hinh thiic kilm<br />
soat ciia chinh quyen trung ucmg thflng qua<br />
ngudi dgi dien bode thflng qua hinh thuc<br />
khang nghi ra trudc Tda an trong trudng hgp<br />
ca quan giam sat cua Trung uang cho ring<br />
vdn ban ciia dia phuang vi phgm phap lugt.<br />
So vdi giam hg thi co chfi giam sat hanh<br />
<br />
luat ciia quflc gia quy djnh. Trung uong giam<br />
<br />
chfnh mim deo hon vi nd tao kha nang cho<br />
<br />
sat dja phuong thdng qua ca chl Tda an: Khi<br />
<br />
cap chinh quyfin dja phuang, bao vfi va<br />
<br />
cd vi pham thim quyfin, vugt quyln, chflng<br />
<br />
chiing minh tfnh hgp phap cua minh. Vi vay,<br />
<br />
lan quyln tu phfa cac dia phuang, Tmng<br />
<br />
xu hudng chung la ca chl giam sat hanh<br />
<br />
uang CO quyen kien ra Tda an. Ngugc lgi,<br />
<br />
chinh da dan dan thay the cho co che giam<br />
<br />
cac dja phuang cung cd quyln dd khi ca<br />
<br />
hd. Chang hgn, tu nam 1982, trfin ca sd tien<br />
<br />
quan tmng uang cd bifiu hien vi phgm quyln<br />
<br />
hanh cai each sau rgng quan trj dja phuang b<br />
<br />
cua dia phuang.<br />
<br />
Phap, ngudi dai difn cho chinh quyfin tmng<br />
uang d tinh da khflng cdn cd quyln huy van<br />
<br />
Mo hhih cua chau Au luc dia vfi quan<br />
<br />
ban cua dja phuang md chi cdn mft each la<br />
<br />
trj dja phuong ket hgp cd hai ylu tfl ty quan<br />
<br />
kifin ra Tda Hanh chinh khi phat hifin vl tinh<br />
<br />
va quan ly. Cac dan vi lanh thd diu cd ca<br />
<br />
khdng hgp phap ciia van ban. V l mat ngan<br />
<br />
quan dai dien do dan bdu theo nguyfin tdc<br />
<br />
sach, dai dien chfnh quyfin tnmg uang co<br />
<br />
phfl thdng, eiing vdi nd la dgi dien cua ehinh<br />
<br />
quyln dl nghj sua ddi, can dfli ngan sach cip<br />
<br />
quyln eiia Trung uong d dia phuong. Vific<br />
<br />
cho dia phuong nhung chi trong nhirng<br />
<br />
kiem soat cua chinh quyen trung uang ddi<br />
<br />
trudng hgp han hun nhu: Quyfit djnh ngan<br />
sach chgm; Khflng can dfli giiia thu va chi;<br />
<br />
' Nt, tr, 30.<br />
<br />
Thdm hut ngan sdeh qua Idn; Khong bio<br />
<br />